offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
www.asiapacificwepsawards.orgFor further inquiries, please contact Ms. Perada Dulyapiradis (Public and Private Sector Engagement) via email : perada.dulyapiradis@unwomen.org
that unnecessarily hinder fundraising efforts. The meeting concluded with a consensus that strong and genuine cooperation from all stakeholders—both public and private sectors—is crucial to effectively
and private sectors. Dr. Pichit Akrathit, SEC Board Chairman, gave opening remarks, and Associate Professor Dr. Pornanong Budsaratragoon, SEC Secretary-General, elaborated on the symposium’s objectives
The Securities and Exchange Commission (SEC), in collaboration with nine partner organizations from the public and private sectors, co-organized the "Winner Announcement & Showcase" as part of the
Private Perspectives) โดยนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. ได้รับเชิญให้กล่าวปาฐกถาพิเศษ เรื่อง “กฎหมายการต่อต้านการให้สินบนข้ามชาติกับตลาดทุนไทย” และนายธวัชชัย พิทยโสภณ ผู้ช่วยเลขาธิการ ก.ล.ต
inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and
business operator having NC below the minimum requirements.Now, SEC has drafted related regulations by taking into account the concerns and suggestions raised by the private sector during the public
advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal basis that will be used to process personal data in the organization and producing a corporate’s private
) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses