the following requirements: (a) accept trading orders of capital market products only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
requirements: (a) accept trading orders of capital market products only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an electronic system arranged by
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
March 13, 2009. 2 4. Disclose whether the representative may also require indemnification before proceeding to enforce a lien against the issuer’s property or before taking any other action upon the
, procedures, and controls should require the CRA and its employees to take reasonable steps to protect confidential and/or material non-public information from fraud, theft, misuse, or inadvertent disclosure. c
with stipulated rules. In this regard, the SEC Office may require the Institute of Appraisal Profession to amend any action, act or omit from any action as deemed appropriate within stipulated period
on demand 881,501 557,819 323,682 58.0 Financial liabilities designated at fair value through profit or loss 304,562 0 304,562 n.a Derivatives liabilities 5,508,441 4,303,925 1,204,516 28.0 Debt issued
1,770,760 21.4 Liabilities payable on demand 881,501 557,819 323,682 58.0 Financial liabilities designated at fair value through profit or loss 304,562 0 304,562 n.a Derivatives liabilities 5,508,441
598,803 752,912 (154,109) (20.5) Interbank and money market items, net 13,156,615 8,289,723 4,866,892 58.7 Liabilities payable on demand 503,487 557,819 (54,332) (9.7) Financial liabilities designated at
export value equaled to THB 111,540 million mainly from higher export to China since higher demand of chicken meat consumption to substitute lower supply of pork from disease outbreak. Overall chicken