and Lending of Securities to Non-institutional Clients for Short Selling. Chapter 3 Additional Rules for Proprietary Trading of Intermediaries in the Category of Derivatives Broker ___________________
Exchange Commission No. Sor Nor. 88/2558 Re: Prospectus for Offering of Investment Units of Retail Mutual Funds, Mutual Funds for Accredited Investors and Mutual Funds for Institutional Investors
investor/ institutional investor/financial institution etc. ) ……………………………………………………… □ type of transaction (OTC /on exchange etc.) ………………………………………………….. □ type of derivatives contract (futures/options
of counterparty ( i.e. general investor/ institutional investor/financial institution etc. ) ……………………………………………………… □ type of transaction (OTC /on exchange etc.) ………………………………………………….. □ type of
“ในวงจำกัด” เท่านั้น ซึ่งหมายความว่าไม่ใช่ทุกคนที่เราจะเสนอขายให้ได้ แต่จะต้องเป็นผู้ลงทุนที่เข้าเงื่อนไขตามประกาศของสำนักงานเท่านั้น ซึ่งได้แก่ ผู้ลงทุนสถาบัน (Institutional Investors หรือ “II” ) เช่น
__________________________________________________ _____________________________________________________________________ 6. I/We affirm that the units of the NRI CIS will be offered entirely to non-retail investors, including institutional, high net
Capital market professional. For example, financial advisor, asset appraiser, credit rating agency, trust manager, etc. 2 Institutional investor. Please specify the name of the intermediary / financial
description] phanchul Typewriter [When selecting this one, fill some more description] phanchul Typewriter [Indicate type of the employer at least one] 2 Institutional investor. Please specify the name of the