during March ? May 2008 and  August 2010 and MAX shares in September 2010,  the SEC probed into the case and found that Shine and others had continuously sent securities trading orders through trading

, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her

restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the

Bitazza. His failure to perform the required duty of his position resulted in the offence committed by Bitazza concerning the case that between August 1, 2021 to March 31, 2022 Bitazza failed to keep

of Satang. His failure to perform the required duty of his position resulted in the offence committed by Satang concerning the case that between August 1, 2021 to March 31, 2022 Satang failed to keep

offence committed by Zipmex concerning the case that between July 20 to 28, 2022 Zipmex suspended totally or partly digital asset trading services without provisions in Zipmex's rules, conditions and

to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept and maintained digital assets of

or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during the middle of 2020 to September 7, 2022, Zipmex Company Limited ("Zipmex"), a digital

to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that Zipmex has been failing to report a summary of the assignment of other persons to perform

to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that since January 1, 2022, Zipmex has not been providing policies, measures, and guidance for