subject to penalties under Section 296, Section 296/2, as well as civil sanctions under Section 317/4 and Section 317/5 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); (2) Mrs. Teo Lee Ngo
Section 243(3), which carries penalties under Section 296 and Section 296/2, as well as civil sanctions under Section 317/4 and Section 317/5 of the Securities and Exchange Act B.E. 2535 (1992). The Civil
the SEA, subject to the penalties under Section 296, Section 296/1 and Section 296/2 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the four
297 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit
Sujeera use her securities trading accounts and bank account to conceal their respective identities, she committed an offense subject to the penalties under Paragraph 1 of Section 297 of the SEA. The Civil
while knowing or possessing the inside information given by Kitti was deemed a violation of Section 242(1) and liable to the penalties under Section 296 and Section 296/2 of the SEA. The Civil Sanction
conjunction with Section 244(3) and subject to the penalties under Section 296 and Section 296/2 of the said Act. The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction on
with Section 86 of the Criminal Code. The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction whereby Chanyarat and Eakarat must pay a separate civil penalty and compensate
conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty
statements for the second quarter of 2018 to SET on 14 August 2018. The action of Chantip contravened Section 242(1) in conjunction with Section 243(1) which were subject to civil sanctions under Section