from those of other assets, and that (2) there have been reports about a number of foreign DA operators experiencing liquidity problems and asset-keeping risks in this regard. The SEC, in the past

caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.   The SEC has been monitoring and observing events or exhibitions

The SEC monitors and observes events and exhibitions featuring booth setups related to investment advice and service solicitation. Recently, the SEC has been alerted by the public and relevant

bonds, securitized bonds and NC Bond.  ** Except in cases where a method of change has been specified otherwise in the terms and conditions of such bond series. 

amended regulations has been published in the Government Gazette and has become effective since 1 March 2022. The transitional provisions thereof allow digital asset business operators a period of three to

includes inspection of audit firms’ quality control systems, which has been running since 2010.  According to the Activities Report 2021, audit firms in the capital market have continued to improve their

to enable effective portability between the provident fund and the expected National Pension Fund.The Provident Fund Act B.E. 2530 (1987) has not been revised for six years. According to the Act on

The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with

statements disclosed in the registration statements and draft prospectus and concealed the facts which should have been provided in the factsheets of the company’s corporate bond offering. STARK claimed that

documents in order to lure the investors into believing that their subscription transactions had been executed and recorded when in fact Napasook did not use the money to subscribe for the fund units as