arising from the use of technology; and (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are
In December 2021, the SEC conducted an earlier public hearing on the proposed amendments to the aforesaid Rules, the objective of which is to accommodate the use of technology to operate business in
warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their
Fund Management License instead to be more in line with the actual operated business may use the remaining paid fee as a discount for the new license fee. The consultation paper is available at https
repo agreements of listed securities and investment units with both institutional investors and non-institutional investors. Thus, securities companies and investors will be able to use such repo
Association (ICMA) บรรยายเรื่อง "Green bond: Use case & preparation for the market"นายไพบูลย์ นลินทรางกูร ประธานกรรมการ สภาธุรกิจตลาดทุนไทย (ซ้ายสุด) นายธาดา พฤฒิธาดา กรรมการผู้จัดการสมาคมตลาดตราสารหนี้ไทย
similar manner as custody of digital assets; 2) Custody of fiat money and digital assets: the use of a client’s assets for the benefit of another client or other persons shall be prohibited and clients
service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under
opinion on the improvement of the regulations in order that the revised regulations will be appropriate for actual use. In addition, SEC will coordinate with business operators to expand the investor