giving an importance to information technology security, integrity and availability; (e) preventing the securities trading center, directors, executives and employees from seeking benefits wrongfully by
seeking benefits wrongfully by virtue of duty performance. (2) notifying the service user that the provision of services is in accordance with the regulatory sandbox, which contains limitations, risks and
According to a case referral from the Stock Exchange of Thailand (SET), it was revealed that TRC executives had known or possessed inside information, as expressed in the auditor’s opinion, about TRC
(Translated) February 18, 2020 Ref FSS 024/2020 Subject: Clarification of Company’s Operating Result for the year ended December 31, 2019 To The President and Director The Stock Exchange of Thailand
According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the months of January - February 2018 Woraphant, by virtue of his
speakers from both the domestic and international spheres, who exchanged opinions relating to the significance and benefits of market forces in the development of the capital market. The speakers also
, claiming that the fund will be used to make investment in stock and derivatives exchanges. In addition, Yuttana held himself out as investment advisor, offered advice and obtained benefits from giving advice
Worathan Uahvilaijit for assisting them with such wrongdoing, at the total amount of 6,704,138.33 baht. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation
Act B.E.2546 (2003). In addition,the operation constituted public frauds and a violation of Section 343 of the Penal Code. DV Act S.16 and Section 343 of the Penal Code in conjunction with Section
การเปิดเผยการปฏิบัติตามหลักธรรมาภิบาลการลงทุนสำหรับผู้ลงทุนสถาบัน (Investment Governance Code for Institutional Investors)