related business (Section 22) Other related business Licensing / Registered Capital / Fees Business Conduct Securities Lending / Credit Balance (Section 102) Protection of Customer Assets (Section 98(3
benefit that are clear, easily understandable, not misleading, appropriate and fair; (4) has been publicly communicated to the investors in advance for a proper period of time; (5) the expenses of which are
appropriateness and adequacy of the information to support investment decision making and the measures for investor protection. In this regard, the SEC Office may prescribe conditions with which the applicant shall