from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
government agency and state enterprise under the law on budgetary procedure; (8) the Financial Institutions Development Fund; (9) a juristic person having total assets of five hundred million baht or more
: Administrative Procedure under the Derivatives Act B.E. 2546 and the Trust for Transactions in the Capital Market B.E. 2550 (As Amended) By virtue of the Section 9(1), Section 121, Section 122 and Section 124 of
and legal proceedings. In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before
case, filing a criminal complaint is merely the commencement of the criminal procedure. The process of determining whether a person has committed a legal offense involves the investigative powers of
securities offering, and committing fraudulent acts. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “In this case, government agencies involved in the enforcement procedure have integrated
in this regard. The Court's ruling confirms the SEC’s legal authority to enforce the provisions of the SEA against offenders, ensuring the efficiency of the law enforcement procedure. The SEC has
criminal complaint against Zipmex and Akalarp with the ECD for consideration of further legal action.In any case, filing a criminal complaint is merely the commencement of the criminal procedure. The