knowledge-building activities were conducted in various formats, including academic seminar, production of financial and investment knowledge materials for online dissemination, event organization for the
publish investment knowledge via SEC’s online channels. The main activity, a virtual seminar on “Young Investor Day”, will be held on 6 November 2021, which includes an experience-sharing session by
Following the tips from various sources to SEC, several investment solicitations have been found via online channels such as websites, Facebook and YouTube regarding the products that may be liable
selling investment units or receiving requisition of investment unit redemption, a management company shall appoint a natural person who has obtained an approval from the SEC Office in accordance with the
management company shall appoint a natural person who has obtained an approval from the SEC Office in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in
or receiving requisition of investment unit redemption, a management company shall appoint a natural person who has obtained an approval from the SEC Office in accordance with the Notification of the
___________________ Clause 4 In appointing a natural person to be an agent for selling investment units or receiving requisition of investment unit redemption, a management company shall appoint a natural person who
financial statement as at December 31st, 2017. Agenda 4 To consider the profit allocation and dividend payment of 2017. Agenda 5 To consider and appoint the director to replace whose service of period is
December 31st, 2017. Agenda 4 To consider the profit allocation and dividend payment of 2017. Agenda 5 To consider and appoint the director to replace whose service of period is expired also, determine the