Building Confidence in the Capital Market No. 10/2017 SEC grants a second extension to KC special audit report submission Bangkok, 13 March 2017 – The SEC has extended the deadline for submitting the

period of time specified by the Capital Market Supervisory Board as follows : 1. financial statement for the year 2016 2. annual registration statement for the year 2016 3. annual report for the

-classification into six enriched sections aims to serve all user groups, including:(1)  About us: Overview of the SEC;(2)  Market development: Direction and role of the SEC in capital market development including

Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse

Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets _________________ By virtue of Section 16/6, Section 89/1

by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation.  Such market manipulation was in violation

perform duties or provide services with honesty and good faith. Specifically, (1) he requested and used client’s mutual fund trading account to conduct investment transactions in mutual funds under the

was for the purchase of mutual fund units on their behalf. However, the money was, in fact, not used for the buying transactions as per clients’ orders, but for Teerasak’s personal matters instead. In

Notification of the Capital Market Supervisory Board No. TorChor. 20/2551, Re: Rules on Entering into Material Transactions Deemed as an Acquisition or Disposal of Assets, and the Notification of the Board of

announcement of the Capital Market Supervisory Board on Rules of Connected Transactions, regarding rent or renting out immoveable properties not exceeding 3 years and on assets or services of which its value is