former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
, eventually. From 2014 to early this year, the following 15 participants were approved by the SEC to launch IPOs : Thai Solar Energy Plc. (Kanchanaburi); K.C. Metalsheet Plc. (Khon Kaen); Smart Concrete Plc
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
ASEAN capital markets.? The foreign CRAs allowed to provide voluntary rating, though not required to obtain the investment advisory license, must meet the following criteria: -?operating credit rating
price to calculate for domestic fund?s NAV as prescribed by accounting standards and AIMC guideline. Discussion with the SEC following the incident aims to seek solution for determining fair price for
Bangkok, November 30, 2011 - Following the investigation on {X1} Co., Ltd. in response to the evidences indicated that the company had operated unlicensed derivatives business, the SEC found that
Aqua Corporation Public Company Limited (AQUA), the issuer of AQUA25NA bond, will electronically convene Bondholders’ Meeting No. 1/2025 on 30 October 2025 at 14.00 hours to consider the following
significant improvement of 26.9%, following higher rental spaces and improved occupancy rates. • Strong growth from overseas sales was supported by 2 new franchise stores in Vietnam, growth from OEM and trading
improvement as planned, following the improved product mix with an increased sales proportion of higher profit margin products. In 9M/2019, the Company has opened several new stores, including Index Living
following regulations: Clause 1 This Notification shall come into force as from 16 November 2008. Clause 2 The following notifications shall be repealed: (1) Notification of the Securities and Exchange