Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in

. Carrie Lam, Chief Executive of Hong Kong Special Administrative Region (SAR) of the People’s Republic of China, on 29 November 2019. This cooperation aims to promote competitiveness of local intermediaries

SEC is proposing to amend the regulations on unitholding limitations of mutual funds. Proposed amendments include, for example, changing the methods of unitholding calculation and allowing mutual

Earlier, the SEC Management led by Secretary-General Ruenvadee Suwanmongkol had a meeting with Mr. Robert Scharle, CEO of LuxSE, and executives on 31 January 2020 to discuss and share experiences

The Advisory Committee on Listed Company Monitoring to be chaired by SEC Secretary-General will play the role of monitoring progress on the consideration of legal proceedings and law enforcement

different manners to manipulate the KIAT shares. In this regard, Nam, Suppawut, Sani and Yos took on the role of trading KIAT shares to cause the share price to increase inconsistently with the normal market

the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended

The SEC supports and promotes sustainable investment on a continued basis, emphasizing the importance of business operation and investment in the Thai capital market that takes into account every

Afore Consulting in preparing for the EU-Asia Financial Services Dialogue, which will be held on 12 March 2021 after the IOSCO APRC Meeting. Mr. Arkhom Termpittayapaisith, the Minister of Finance, will

investment objectives of sustainability development. Nevertheless, the disclosure on the ESG-related features of these mutual funds differ markedly and most of them do not explicitly disclose how the asset