TNH’s failure to prepare and submit the annual registration statement for the year/annual report for the year 2023 ("Form 56-1 One Report") within the period as specified by the notification

supervise TUCC to prepare the audited financial statements for the year 2015, the annual registration statement for the year 2015 (Form 56-1) and the annual report for the year 2015 (Form 56-2) to the SEC

substantial damages to SECC by (1) embezzling Baht 42 million from SECC share subscription account, (2) misappropriating 25 customers’ car registration certificates, and (3) conspiring with another person to

statements for the year 2008 and the annual registration statement for the year 2008 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order; however, attempt to

financial statements for the year 2011 and the annual registration statement for the year 2011 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the

registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). - The SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official

Mr. Kanok Juntarachot Mr. Kanok Juntarachot, director of K.N.O. Marketing Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the

registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. According to the SEC News Release No. 103/2012, the

Mr. Pat Thamma Mr. Pat Thamma, director of P.T. Research Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E

Mr. Rak Suwanrod Mr. Rak Suwanrod, director of M.B. Network Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E