-2033-9660 27 January 2021 Attention: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All
/3 Viphavadi-Rangsit Road, Chomphon Subdistrict Chatuchak District, Bangkok 10900 www.sec.co.th Tel: 0-2033-9999 Fax: 0-2033-9660 27 January 2021 Attention: President of the Association of Thai
Thai Listed Companies Association in cooperation with other 9 organizations, namely, 1. Office of the Securities and Exchange Commission (SEC), 2. Bank of Thailand (BOT), 3. Stock Exchange of Thailand
appraised by an independent appraiser approved by the Thai Valuers Association. The rates are determined by the service provider. 1.5 Details of connected parties PTT Public Company Limited, the major
Notification: “Yearly report” means the yearly report under the Notification of the Association of Investment Management Companies governing rules and procedures for preparation of the reports on the management
) “Industry Association Guidelines” means guidelines concerning risk management to prevent the use of securities business for money laundering and financing of terrorism issued by the Securities Industry
anti-money laundering, including ministerial regulations, notifications, rules, regulations, and other subsidiary legislations; (7) “Industry Association Guidelines” means guidelines concerning risk
” means all legislations in relation to anti-money laundering, including ministerial regulations, notifications, rules, regulations, and other subsidiary legislations; (7) “Industry Association Guidelines