106) |- Accounting and Financial Statements (Section 105, 106) |- Reporting Requirements (Section 109) |- Disclosure | - |- Advertising (Section 98(10)) | - |- Securities Businesses (Section 108
outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section 106) |- Accounting and Financial Statements (Section 105
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
GL’s financial statements and financial reports were not complied with Thai Financial Reporting Standards which violated section 56(1) - (4) and shall be liable for the penalties under section 274 of The
the financial statements provided in the registration statement are prepared in a currency other than Thai Baht, the issuer is required to disclose the exchange rate between the financial reporting
Currency _____________ Chapter 1 Approval Criteria _____________ Clause 18 The applicant shall have the following characteristics: (1) the financial statements and consolidated financial statements for the
Bangkok, April 2, 2013 ? The SEC allows existing mutual funds to offer multiple classes of investment units to investors and allows classification of investment units by currency. SEC Secretary
required to disclose the exchange rate between the financial reporting currency and Thai Baht. The registration statement could include the exchange rates a. at the latest practicable date; b. the high and
provided in the registration statement are prepared in a currency other than Thai Baht, the issuer is required to disclose the exchange rate between the financial reporting currency and Thai Baht. The