an investment unit of a mutual fund, certificate of trust having characteristics similar to a mutual fund or other securities prescribed by the Securities and Exchange Commission as the securities with
clients through a member of SET (4) brokerage, dealing or underwriting of debt securities and sukuk. “SET” means the Stock Exchange of Thailand; “unit” means an investment unit of a mutual fund, certificate
192 million, an increase of 18 percent compared to the second quarter of the previous year, mainly due to an increase in mutual fund management fees and private fund management fees from funds managed
among target populations, both in Bangkok and provincial areas, via appropriate channels, to support measures for long-term investment through provident funds and mutual funds, including developing
and service income in 2019 was Baht 789 million, an increase of 15% from the previous year, mainly from an increase in the Company’s underwriting fees and an increase in the mutual fund management fees
strengthen the company’s business potential further, thereby promoting mutual business developments for the parties concerned. 8. Opinions by The Audit Committee and/or Director significantly different from
0.4% increase compared to 2016, fee and service income came mainly from mutual fund management fees, registrar and custodian fees and private fund management fees from ONE Asset Management Limited (The
Thailand; (2) commercial bank; (3) bank established under specific law; (4) finance company; (5) credit foncier; (6) securities company; (7) non-life insurance company; (8) life insurance company; (9) mutual
company in category of mutual fund management company or private fund management company, such securities company shall have shareholders’ equity presented in latest financial statement, audited by auditor