and effective system for analyzing, reviewing and monitoring the quality of securities, resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC

for analyzing, reviewing and monitoring the quality of securities, resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.283 paragraph 1

the required duty of his position resulted in the offence committed by Bitazza concerning the case that Bitazza failed to calculate, prepare and submit Form Dor Jor. 1 for the period from June 26, 2024

. The SEC found that Mr. Pasu traded shares of TRITN during the period from June 17,2022 to November 17, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings of

. The SEC found that Mr. Pasu traded shares of GLOCON during the period from June 24, 2022, to October 27, 2023. As a director, Miss Louise was obligated to report any changes in the securities holdings

period by the notification of the Securities and Exchange Commission resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in

period from September 24, 2020 to August 30, 2023. As a CFO, Miss Yeap Xin RHU was obligated to report any changes in the securities holdings of her common-law marriage, Mr. Viroj, in accordance with the

to be performed. Therefore, Mr. Amorn is liable in the case where EA offered for sale newly issued securities in the category of a bill of exchange without obtaining approval from the Office of the

from DAOLS’ failure to exercise due care and diligence in protecting the interests of the bondholders, including failing to verify existing encumbrances on the condominium units serving as collateral

Report) for the period from January 18, 2025 to April 6, 2025 to the SEC office later than the specified period. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 1/2026 Settlement