, 2014 23 BEYOND SECURITIES PUBLIC COMPANY LIMITED Jan 31, 2014 24 ONE ASSET MANAGEMENT LIMITED Jun 04, 2014 25 THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED Jan 27, 2015 26 PRINCIPAL ASSET MANAGEMENT
------------------------- Securities Issuance and Takeover Asset Management Securities Brokerage/Dealer/Underwriter and Financial Advisors Marketing IP/FG Ombudsmen Private Fund Marketing Representative (PF) Accountants and Auditors
Management of Retail Funds,Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private Funds (Synopsis) 17/12/2015 16/01/2016 2. Notification of the Office of the Securities
Intermediary 06/09/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to
. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and
Securities Company and Derivatives Intermediary 06/09/2013 01/04/2014 4. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating
/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
06/09/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to
/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities
Intermediary 06/09/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to