trading order or trading securities in such a way that misleads other persons regarding the price or volume of the securities trading and placing a securities trading order or trading securities on a
trading orders, trading securities on behalf of client and making trading decisions for benefit of client without the client?s orders.Following a complaint against {A} lodged by a client of KGI Securities
Oversea Bullion International Trading Company Oversea Bullion International Trading Company conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of
Tianjin Botai Zhongxing Trading Co., Ltd. During 2017, Tianjin Botai Zhongxing Trading Co., Ltd., a trading partner of Energy Earth Public Company Limited (“EARTH”), assisted or facilitated
Jiangsu Guanrun Trading Co., Ltd. During 2017, Jiangsu Guanrun Trading Co., Ltd., a trading partner of Energy Earth Public Company Limited (“EARTH”), assisted or facilitated EARTH’s seven ex
Mr.Yanyong Intarasongkrog During September 10 - 27, 2013, Mr.Yanyong Intarasongkrog colluded or agreed with other principals by using his trading account and/or trading accounts of abettors to trade
Mrs.Woranan Lertkulthum During September 10 - 27, 2013, Mrs.Woranan Lertkulthum colluded or agreed with other principals by using her trading account and/or trading accounts of abettors to trade
Mr.Bhanurak Saengaram During September 10 - 27, 2013, Mr.Bhanurak Saengaram colluded or agreed with other principals by using his trading account and/or trading accounts of abettors to trade shares
Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
persons to manipulate the price and trading volume of UMI shares by trading such shares continuously in concealment through several trading accounts to the point where the normal market condition became