. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given to customers and https://publish.sec.or.th/nrs/5644pe.doc
acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business. Investors are strongly
, rectifications or other acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business.In this
KTB. 2) Jointly permitting MGR to produce incorrect accounting records by willfully omitting the record of obligation on loan guarantee agreement in (1), the transaction of which caused irregular change
on that person, the impacts in terms of damages or benefits arising, any rectifications or other actions that are beneficial or obstructive to the SEC’s proceedings, and any records or past demeanors
, because in transaction records in accordance with TFRS16. This caused a decrease in Q3’20 compared to Q2’19 even though the rental space was not lower. - Farm business saw is income increase both in the
in transaction records in accordance with TFRS16. This caused a decrease in Q2’20 compared to Q2’19 even though the rental space was not lower. - Farm business saw is income decrease both in the three
evidence relating to derivatives trading under the following rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date
rules: (1) Records of advice given to customers and derivatives orders placed by customers shall be kept for at least three months from the date on which the advice is given or order is placed, as the
documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given to customers and