SEC Search

TikTok account "nightchx81t" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2515&CaseYY=2567

Investor Alert : TikTok account "sawakami_thailand.trad" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami_thailand.trad" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2516&CaseYY=2567

Investor Alert : TikTok account "sawakami_fa" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami_fa" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2517&CaseYY=2567

Investor Alert : TikTok account "sawakamistock.1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakamistock.1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2518&CaseYY=2567

Investor Alert : TikTok account "sawakami.th.0" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami.th.0" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2519&CaseYY=2567

Investor Alert : TikTok account "sawakamico.th" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakamico.th" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2520&CaseYY=2567

Investor Alert : TikTok account "sawakami_company_th" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami_company_th" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2521&CaseYY=2567

Investor Alert : TikTok account "thaistocks_.1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "thaistocks_.1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 28/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3028&CaseYY=2567

Investor Alert : TikTok account "thaistockanalysisfunda2" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "thaistockanalysisfunda2" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 27/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3029&CaseYY=2567

Investor Alert : TikTok account "thaistocks.1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "thaistocks.1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 28/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=3031&CaseYY=2567