CL Fund Management Limited Between August 31, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia
CL Fund Management Limited Between August 10, 2021 and December 1, 2022, CL Fund Management Limited ("CL") —at the time of the wrongful act, the company was operating under the name Asia
evidenced by photographs and media reports published across various outlets. As such, Mr. Pasu is considered a common-law marriage with Miss Louis, which is a person under applicable securities regulations
December 5, 2015, Mr. Viroj is considered a common-law marriage with Miss Yeap Xin RHU, which is a person under applicable securities regulations. The SEC found that Mr. Viroj traded shares of AH during the
for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the
be liable under Section 300 in conjunction with Section 46 of the Securities and Exchange Act SEC Act S.300 in conjunction with 46 Settlement Committee Meeting No. 3/2026 Settlement Committee Order
bank accounts used to deposit customer cash were under the company's name without the word “for customer”. Accordingly, it was not clearly indicated that the accounts are held by the company for the
Mr. Krishna Boonyachai Mr. Krishna, who was responsible for the operation of EuroAsia Total Logistics Public Company Limited (“ETL”) at the time, shall be liable to the penalty under Section 300 in