SEC Search

Offering of Funds Digital Asset Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9902&lang=en

Securities Brokerage

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9901&lang=en

Securities Dealer

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9903&lang=en

Derivatives Agent

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9906&lang=th&categoryID=CAT0000421

Bond Dealer & Underwriter

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=379&lang=en

Investor Alert : TikTok อ้างชื่อ huasenghenggold_trading

TikTok อ้างชื่อ huasenghenggold_trading : Unlicensed securities and derivatives business (Disclosure Date : 26/03/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=465&CaseYY=2567

Investor Alert : TikTok อ้างชื่อ huasenghenggold_trading

TikTok อ้างชื่อ huasenghenggold_trading : Unlicensed securities and derivatives business (Disclosure Date : 26/03/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0465&CaseYY=2567

Derivatives Dealer

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=9907&lang=en

SEC files a criminal complaint against two entities allegedly involved in CoinEx unlicensed operation of digital asset exchange

According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11117

Limited BDU

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?ref_id=393&lang=en