by a company having all of the following characteristics: 1. investing in the assets under (a) (b) (c) or (d) collectively not less than seventy five percent of the company’s total asset value or
amount of money required to be segregated each day shall not be less than the total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from
total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from cash accounts and margin accounts of all clients after deducting money
shares issued by a company having all of the following characteristics: 1. investing in the assets under (a) (b) (c) or (d) collectively not less than seventy five percent of the company’s total asset
Thailand branch of such foreign bank applicant. (2) the applicant shall not be in any following process unless the exemption is granted by the SEC Office: (a) the applicant has failed to file the financial
” means a person who holds directly or indirectly more than 10 percent of the total number of voting shares of any juristic person. “relevant laws” means the Trust for Transactions in Capital Market Act B.E
and inspecting in compliance with the process stipulated under (1), (2) and (3) by the intermediary ; (b) rectifying or taking any action if the communication and provision of services is found to be
compliance with the process stipulated under (1), (2) and (3) by the intermediary; (b) rectifying or taking any action if the communication and provision of services is found to be inconsistent with the