. Notification of the Securities and Exchange Commission  KorKhor. 26/2547 Application Form for Obtaining a License to Undertake Securities Businesses in the Category of Brokerage, Dealing and Underwriting of

01/03/2017 2. Notification of the Securities and Exchange Commission  KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer

Derivatives Business (No. 3) 11/05/2011 16/05/2011     5. Notification of the Securities and Exchange Commission  Kor Khor. 10/2547 Registration of Derivatives Business Operator In the Category of

the Securities and Exchange Commission  Kor Khor. 8/2554 Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives (Codefied)   28

. Notification of the Securities and Exchange Commission  Kor Khor. 8/2554 Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives

presentation of the total amount may be asset category-based, not item-or company https://publish.sec.or.th/nrs/7037pe.doc Translation by the company etc.. 2.5.2 Premises and equipment expenses means

. TorLorThor. 3/2555 and were the 3rd category prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor

characteristics of personnel in the capital market business of the 3rd category under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel

under the law governing securities and exchange but excluding a securities company licensed to undertake securities business in the category of mutual fund management; (c) other financial institution

or unfairness to investors in general, or investors may not have received accurate or sufficient information to support their investment decision making. Clause 10 If any of the following