^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AFinanacial%20Statements&fq=system_name%3AEnforcement&start=0&rows=10 1 - 10 of 20 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement

September 2017) until the settlement to the plaintiff. The defendant shall pay the plaintiff's cost and attorney fees of THB 10,000, instead of the plaintiff. Indeed, the court has already issued the

(“Satang”), digital asset exchange, kept customers’ digital assets in digital wallets http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 4/2021 Dated 21/12/2021 Bitazza Company

asset exchange, kept customers’ digital assets in digital wallets http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 4/2021 Dated 21/12/2021 Bitazza Company https

scheme, {F} and three other persons who entered the settlement procedure on January 22, 2014 aided or abetted the aforesaid actions by allowing others to use their trading accounts.Their actions were in

were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for

which Warot and Jeeraporn were working. They used such inside information to trade securities or derivatives of 12 listed company clients during 2015-2017. Most of such draft financial statements

Bangkok, 21 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Sarath Teganjanavanich and Ms. Malita Limlomwongse, for using inside information to buy shares of Thai Optical

Bangkok, 30 March 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Pinit Vongmasa and Mr. Chatchala Vongmasa, for using inside information to purchase shares of Padaeng Industry

inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further