derivatives broker for its client for delivery settlement according to client’s derivatives transaction; (d) cash, securities, or any other assets which a derivatives broker received from a client for clearing

THB 1,162mn. The key components are cash received from RO proceeds of THB 1,376mn which was partially offset by cash used for 1) dividend payment of THB 182mn and 2) settlement on payables for

Turnover Ratio Settlement Period: Sharpe Ratio Alpha Remark: ……………………………………...………………….……. ………………………………………………………………………… ………………………………………………………………………… Beta Tracking Error Average Maturity of Debt Instruments

: Recovering Period Minimum Initial Subscription Amount: Minimum Redemption Amount: FX Hedging Minimum Subsequent Subscription Amount: Minimum Holding Balance: Portfolio Turnover Ratio Settlement Period: Sharpe

settlement period within T+[..] [specify the date investors will receive redemption payment] ▪ Investors who seek stable returns or capital protection. ▪ Investors who intend to invest solely in fixed income

3 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration

103 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration

103 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration

fees, also increased. The increase in administrative expenses is mainly from employee’s benefit. Cost of financing increased slightly for both Q2 and 6 months of 2017 due to faster T/R payment with an

company or the issuer of ETF units , as the case may be: (1) purchasing ETF units by using assets as a payment under the requirement of such ETF or; (2) reselling ETF units by accepting assets as a