Bangkok, November 12, 2015 ? The SEC will continue its drive to promote financial literacy and investor education via the SEC Open Space multimedia exhibition at the SET in the City 2015.?This year
information on their CFOs and accountants with regard to their education, accounting training and work experiences.The new qualification criteria would build a robust foundation for qualified CFOs and
properly; for instance, family?s well -being, financial stability and proper accommodations, as well as education for descendants. The SEC welcomes everyone interested in edutainment to visit the SEC booth
Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry ------------------------------ By virtue of the following Sections: (1) Section 16/6 and Section
Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary ______________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act
paragraph of Section 281/2, Section 289 in conjunction with Section 90 (only the case involving public fraud) or Section 306 to Section 315 of the Securities and Exchange Act B.E. 2535; (b) The offences under
(Section 103, 104) |- Auditors |- Reporting |- Fees |- Related Circular Letter Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter Fund Rating Agency
(United States) GatekeeperFAQ . Q: Pursuant to Section 89/15 and Section 89/17, is it allowed to keep important documents in the electronic system only to save paper and storage space? Otherwise, are both
correlated with the trading activities in the account for which Mr. Suthee was authorized to place price-manipulating orders. The actions of these two individuals constitute offenses under Section 244/3(1) in