newly issued securities in the category of debentures (Private Placement : PP) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a duty

for sale of newly issued securities in the category of debentures (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a

securities in the category of debentures between August 11, 2017 and August 5, 2020 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the

results in the future (if any); (5) in the case of a guaranteed fund, a summary of important details of a draft guarantee agreement, the financial status and operating results of the guarantor at least over

June 12, 2018 Re: Notification of Progress for the Investment in the Project of the Marvel Experience: Theme Entertainment Attraction - TMX of Hero Experience Company Limited, and Guarantee Obligation to

June 15, 2018 Re: Notification of Progress for the Investment in the Project of the Marvel Experience: Theme Entertainment Attraction - TMX of Hero Experience Company Limited, and Guarantee Obligation to

of the insurance company; (b) letter of guarantee of a commercial bank, finance company, or financial institution established under a specific law; (c) other collateral prescribed by the Office

after all the conditions precedent specified in the agreements are fulfilled. In this regard, as a guarantee to perform obligations under the Equity Purchase Agreement pursuant to request of the Seller

. Notification of the Office of the Securities and Exchange Commission No. SorChor. 24/2555 Re: Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction

. Prior to granting approval for lending money for purchasing securities or lending securities for making a short sale to any person, a securities company shall: 6 Repealed by the Notification of the Office