separate from the CIS Operator. In short, after obtaining approval from the Thai SEC to set up a mutual fund and offer investment units to investors, the money received from such offer shall constitute a

Asia Corporation Public Company Limited (“the Company”) No. 5/2020, held on June 16, 2020, has unanimously resolved approve as followings. 1. Approve for the Company to participate the vote of approval

, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system to prevent conflict of interest; (2) risk management

securities company shall have a code of conduct in writing, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system

the securities dealing which are not debt instrument mutatis mutandis . Chapter 1 Operational Control Clause 4. A securities company shall have a code of conduct in writing, to be approved by the Board

which case specify whether the assignment is at least based on the shareholding percentage and whether or not the Company’s rules and guidelines require an approval from the board of directors, and by

laws3 Specify the applicable laws on debt securities 1.1.4 Clarify the obligations to which the Company has committed in the registration statement for securities offering and/or the approval conditions

Approval for Offering for Sale of Structured Notes and relevant notifications. - 4 - SEC Classification : ใชภ้ายใน (Internal) (1) Spending of the money obtained from each offering of equity or debt

the case where the acquisition of an asset is not approved by REIT unitholders, reasons or conditions of such declined transaction shall be specified; (4) specify details concerning disposal of each

Notifications; 2) convene a shareholders’ meeting of the Company to request for approval of the Entire Business Transfer Transaction, which must be approved by a vote of not less than three-fourths of the total