non-compliances were resulted from failures to record employee benefit obligation in accordance with Thai Accounting Standard No. 19 ?Employee Benefits? prescribed by Accounting Standard Committee
Bangkok, February 15, 2011 ? The SEC has extended the submission date of the special audit report of Bliss-Tel Plc. (BLISS) until no later than February 28, 2011. Earlier, the SEC had ordered BLISS
}, capital market investment consultant, is suspended for six months.The suspensions on the investment consultants No. 1, 2 and 11 took effect on 18 October 2016, while No. 3 to 10 took effect on 21 October
fund ("One-Third Rule"). As there is no such One-Third Rule in other ASEAN countries, the proposed revision aims to facilitate Thai investment management companies by exempting the said Rule from unit
. In addition, inception of mutual funds for non-retail (MF for non-retail) will no longer be permitted to avoid repetition of mutual funds for accredited investors, selling units to institutional and
proposed regulations will no longer limit types of business operators permitted to provide services in foreign currency denominated products; accordingly, all business operators will be able to provide such
rules will apply to Form 56-1 to be filed with the SEC from January 1, 2013 onward. Reservation must be made by August 15, 2013 through facsimile no. 0-2263-6099 without any registration/attendance fees
) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice
Notification No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014. The SEC, therefore, suspended {A} from his duty as the approved capital market
Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The