long-term returns. Thus, EMM operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions

license from the SEC. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits

from the SEC. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits and

. Ekkamon Chuntori and gained benefits from such transactions. The purchases were made in such a way that taking advantage of others by using non-public information material to GLOBAL share price concerning

director, in many circumstances, as follows: 1. Misappropriating money through loan transactions for V Billboard Company Limited (VBB). 2. Seeking improper benefits from the rental and buy-back of

. Thus, she jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section

day starting from the next day of prosecution date (February 28, 2018) until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 19/09/2017

reduced the fines by half, resulting in a fine of Baht 257,200 and a further fine of Baht 200 each day starting from the next day of prosecution date (February 28, 2018) until the company so complies

day starting from the next day of prosecution date (June 20,2018) until the company so complies for failing to file the reviewed financial statements for Q2-Q3/2017. SEC Act S.56 and 199

misappropriation of the money received from the sale of KC short-term bills of exchange (B/E) for his own interest or other persons’ but did not perform his duties responsibly and honestly, and failed to have the B