Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

Bangkok, April 28, 2011 ? The Capital Market Supervisory Board (CMSB) at its monthly meeting held today has approved revisions to the takeover regulations as follows:           1. Any person making a

ก.ล.ต. เปิดศูนย์การเรียนรู้ตลาดทุน ก.ล.ต. (SEC Capital Market Knowledge Center) ในรูปแบบสื่อผสม (interactive multimedia) เพื่อให้เป็นแหล่งข้อมูลความรู้ด้านการเงินและการลงทุน การระดมทุนและกลไกตลาดทุน

firms must be well-prepared for all dimensions of business risk associated with changes which affect stability of the companies and the capital market.? said Vorapol.

revealed that ?the Capital Market Supervisory Board (CMSB) requires application and information disclosure for offshore CD offering be jointly prepared by the applicants and the SEC-approved FA save where

to international standards and helps enhance transparency and investor confidence in financial reports and disclosures in the Thai capital market.  In strengthening audit quality, the SEC revised

are in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment

Office of Insurance Commission (OIC), the Social Security Office (SSO), the Government Pension Fund (GPF), the Stock Exchange of Thailand (SET), the Federation of Thai Capital Market Organizations (FETCO

securities trading. Because of his misconduct, Kajonchai will be subject to the SEC?s consideration regarding prohibited characteristics of capital market personnel. Meanwhile, the SEC is proceeding with the

up the quality of financial reports and information disclosure of listed companies. Tipsuda Thavaramara, SEC Deputy Secretary-General, said that ?At present, freer flow of capital and cross-border