requirements set out in Form 59. However, Miss Yeap Xin RHU failed to prepare and disclose the required reports within the timeframe specified by the SEC’s notification. SEC Act S.59 Settlement Committee
for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the
”), shall be liable for JCT’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2024 within the period specified by the Capital Market
failure to maintain net capital (NC) together with the reasons of such incident to the SEC office within the period specified in the notification of the Securities and Exchange Commission. DAB Act S.94
disclose Form 59 to the SEC Office within the period prescribed by the announcement, i.e., by 3 July 2024. However, he prepared and disclosed Form 59 to the Office on 4 July 2024, which was later than the
shareholding crossing every five percent threshold of the total voting rights of the company. Therefore, SOTUS was required to submit a Form 246-2 report to the Office within the period prescribed by the
offer in Form 247-3 and the offer document in Form 247-4 to the SEC Office within the period prescribed by the Securities and Exchange Commission. Subsequently, Mr. Parkin reduced his shareholding to
crossing every five percent threshold of the total voting rights of the company. Therefore Mr CHAIVIT was required to submit a Form 246-2 report to the Office within the period prescribed by the announcement
crossing every five percent threshold of the total voting rights of the company. Therefore Miss SIRILUCK was required to submit a Form 246-2 report to the Office within the period prescribed by the
”), resulting in her shareholding in NOVA crossing every five percent threshold of the total voting rights of the company. Therefore, she was required to submit Form 246-2 reports to the Office within the periods