token broker, dealer and advisor license; (2) To exempt digital asset fund manager license for securities companies and asset management companies to allow mutual funds and private funds to invest in
consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=794. Stakeholders and interested parties are welcome to submit comments and recommendations via the website or email
requirements and IT risk management system. In addition, the proposed amendments streamline licensing procedures in consistent with other securities businesses. The consultation paper is available in Thai
rejected.Today, the Ministry of Finance denied a digital asset exchange licence for Coin Asset (website: coinasset.co.th) because a major change to the company's management ? i.e., three out of four directors
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
undertaking PVD management business to acquire necessary data of PVD members. Such data would enable AMCs to contact and identify PVD members before making direct payments to eligible persons. The proposed
and provide data for systemic risk management. The data must be kept for at least five years from the transaction date; 2. A derivatives broker may become a debtor by judgment or a
timeframe for the preparation and disclosure of PVD factsheet should be consistent in practice across all asset management companies (AMC). The SEC has taken the public’s recommendations into consideration
and understanding on capital market as well as corporate governance, all of which will certainly be beneficial for improvement of provincial and family business management. As such, the SEC and our
scams, financial health check-ups, financial planning and debt management, capital market investment products, foreign investment products, investment and tax planning, and retirement planning. The