securities dealing which is not limited to debt instruments. Clause 2 A securities company should arrange a risk management system according to the following guidelines: (1) determining a policy and an
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identity verification documents to service providers.) The new law provides them more options in conducting proof of identity and identity verification via digital system based on established guidelines. A
criteria for enhancing sustainable fundraising. The SEC’s policy framework aims at driving the Thai capital market towards sustainability in line with the national direction and global standards, such as
guidelines at both the strategic and implementation levels, having developed an AI Strategy, AI Ethics, and an AI Operation Framework to ensure responsible AI adoption within the organization. The SEC has