misleading information. It also must not rush investors into decision making within a limited timeframe and not mislead or guarantee investment return. If related to sales promotion, the information on
their duties professionally, aware of their dignity with devotion, knowledge, and pride; so as to be recognized and set a good role model in exercising and protecting shareholders? rights; thereby making
sufficient information for their decision making. It is important to note that the transactions require the shareholders? meeting approval with the vote of at least three quarters of the shareholders attending
Bangkok, January 21, 2013 ? The SEC participated in the International Forum of Independent Audit Regulators (IFIAR)?s global survey with a view to making further progress in improving audit quality
he received together with penalties. The investigation also revealed that during the client made the request for selling of investment units, {A} was serving another client. Without making any contact
trading orders via the phone with call recorder. Making securities trading decisions on behalf of client and failing to completely record client's securities trading orders were in violation of the Clauses
Administration, NIDA said that the findings indicated that the present theory on economic development direction with focus on financial decision making based on risks and returns might not result in the country?s
client and caused such client to suffer loss. In addition, most trading transactions had no source of orders. {A} admitted that the client allowed him to sell the securities in cases of making profit or
for their decision making since the directors and executives are obliged to provide information and opinion on appropriateness of the transactions, with due care and honesty in order to protect benefits
operators, and urging stakeholders to make careful preparation for new business environments. Investors unfamiliar with certain products should seek sufficient, well-round and useful information before making