Securities and Exchange Act. On 16 October 2017, the SEC filed a criminal complaint against the GL management with the Department of Special Investigation (DSI) on account of concealed transactions
25 persons, with the Department of Special Investigation (DSI) for jointly committing fraudulent acts, misappropriating the company's assets and seeking unlawful gains, which has caused damage to IEC
Information Transmission System. Such misconduct was in violation of Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the
shares by using the company?s undisclosed information concerning a deal on large disposal volume of SLC shares by its major shareholders and executives to a new investor and subsequent changes in the
action by placing trading orders through other persons? trading accounts and making payment for such transactions.Swake?s action was in violation of Section 241 of the Securities and Exchange Act B.E. 2535
their trading accounts and facilitating financial transactions via the accounts.{A}'s action was in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); while {B} and {C}'s
cases where service providers exchange digital assets in a manner that constitutes operating a business under Section 3 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) without a
is under consideration of The Supreme court SEC Act S.243(1)(2) in conjunction with 244 and Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 30/01/2012
Criminal Court, not pending for punishment. - This case is under consideration of The Supreme court SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of the Penal Code Criminal Complaint Filed