asset management companies are already required to prepare and disclose to the unitholders. In drafting the regulations, the SEC took into account the feedbacks received from the business operators during
executives of listed companies are required to perform fiduciary duties by considering the matter responsibly, cautiously and honestly for the best interest of the companies. In case of digital asset
brokerage, dealing and underwriting of investment units (LBDU), are subjected to submission in total of 280 reports. Derivatives intermediaries are required to submit 22 reports. There are 43 reports for
their opinion on financial reporting as required by relevant professional standards to ensure that financial reporting represents its true and fair economic substance, operational performance and is
paper and relevant rules in substance. Failure to do so could result in the delisting of such digital token from the exchange. The exchanges are required to comply and revise their listing rules in
channels to unitholders because the fund’s annual report has already been required to be sent to unitholders and published on asset management companies’ websites. Also, the rules on fund manager training
-1 One Report. Also, the registration statement for securities offering of both Thai and foreign companies has been revised to be in line with Form 56-1 One Report, which is required to be prepared
the operators. The report shall, however, contain information as specified by SEC. The required information will enable SEC to efficiently monitor the operator’s progress in resolving the complaints
the risk of nonperformance to the sale and purchase agreement as NMG is required to repay a partial amount of the account receivable to NBC within seven business days as from the date when NMG has