prohibited characteristics under the Notification of the Capital Market Supervisory Board concerning prohibited characteristics of personnel in capital market business or fails to comply with Clause 8, the SEC
; (2) measures for appropriate and effective management of risks from outsourcing; (3) measures for examination of services provided by outsourced service providers so that the outsourced services comply
to a licensee under Paragraph 1(1) (2) or (3) who has notified and excecuted the intention to comply with the Notification of the Capital Market Supervisory Board concerning Temporary Rules for
, namely (1) Asset Owner, (2) Investment Manager, and (3) Professional Service Provider. The signatories agree to comply with the six Principles for Responsible https://www.sec.or.th/EN/Pages
) Investment Manager, and (3) Professional Service Provider. The signatories agree to comply with the six Principles for Responsible https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9695 CDP and Securities
the amendments have taken effect on 16 January 2025. The Funds investing in digital assets (DA) under the previous regulations prior to the effective date of the new notifications must comply with the
civil sanctions in (b), as imposed by the CSC, will commence when the offenders sign a letter of consent, agreeing to comply with the civil sanctions or when the periods of prohibiting the holding of
dates when the offenders sign the letters of consent, agreeing to comply with the civil sanctions imposed by the CSC. Otherwise, the SEC will submit the cases to the public prosecutor for filing a lawsuit