regard, the SEC will monitor progresses in the legal proceedings and will cooperate fully with relevant agencies to support legal enforcement under the SEA after the criminal complaint has been filed.
financial statements for the year 2023 and the third quarter of 2024 and subsequently submit the rectified financial statements that would have been audited and reviewed respectively by the auditor, and
also been updated to align with those applicable to other digital asset businesses that hold client assets; * (2) Revision to the Risk Charge Requirements for Digital Tokens without Custody Risk
, Insurance Capital Bond (IC Bond), subordinated perpetual bonds, securitized bonds and Net Capital Bond. ** Except in cases where a method of change has been specified otherwise in the terms and conditions
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
of digital asset business licenses have been added to the licensing list, making the total of six license types, namely: Digital Asset Exchange, Digital Asset Broker, Digital Asset Dealer, Digital
lands onshore that have already been used for the purpose of afforestation or reforestation and registered with Thailand Greenhouse Gas Management Organization (TGO) on Thailand Voluntary Emission
business practices of the private sector. As a result, the regulations concerning the determination of the characteristics of bills issued as securities have been amended. According to the revised
regulations as specified by the SEC and was unable to rectify all deficiencies in order to resume its ICO portal services in an appropriate manner. These incidents showed that Longroot had been unable to
Commission No. Kor Thor. 14/2567 Re: Determination of Characteristics of Financial Services of Entities Who Have Been Approved to Participate in the Testing and Innovation Development Project to Support