under Section 289. This case is in the process of inquiry by the inquiry official SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 22/01/2024
online platforms such as Facebook without obtaining license from the SEC by in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case
under the law on securities and exchange . “ foreign ETF ” means a collective investment scheme in the category of exchange-traded fund either in form of company or trust under foreign law. “ short
Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign ETF. “ETMF” means exchange-traded fund in form of mutual fund under the law on securities
ETF. “ETMF” means exchange-traded fund in form of mutual fund under the law on securities and exchange1. “foreign ETF” means a collective investment scheme in the category of exchange-traded fund either
Thailand; (m) international financial institutions; (n) juristic persons established under specific laws; (o) government agencies or state enterprises under the law on budget procedures ; (p) Financial
) international financial institutions; (n) juristic persons established under specific laws; (o) government agencies or state enterprises under the law on budget procedures 1 ; (p) Financial Institutions
appears in the SEC’s approved list; “related person” means a related person under the Notification of the Capital Market Supervisory Board concerning the Rules on Related Party Transactions; “Stock Exchange
outstanding shares of an applicant for derivatives clearing house license; (b) a juristic person who holds no less than fifty percent of the total outstanding shares of the juristic person under (a). Chapter 1