Conduct dated 14 October 2009. Kruawan had traded securities through her client?s account every business day. Her trading manner with high frequency and trading volume, when compared to the client?s credit
accounts started and increased considerably in volume during the period when the acquisition of KARAT shares for the purpose of business takeover became apparent. The four persons obtained over B10 million
nations benefit from high volume of cross-border trades in goods and services. As Cambodia continues to grow rapidly, Cambodian capital market will definitely soon become an engine of growth for the Kingdom
found that {A} had been authorized by his client to make securities trading decisions on the client's behalf with high trading volume. The communication record showed that {A} traded the securities and
permitted {A} to make further securities trading decisions. Besides, the securities and derivatives trading volume in the client?s account was high during the misconduct. Trading securities and derivatives on
for a certain period of time and with high trading volume. Moreover, {A} admitted that he traded securities for a client without any order. Although this client notified him to stop trading, {A
and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A
concealment in order to mislead the general public to believe that such securities are purchased or sold in great volume. Plus, they continuously traded MILL shares in order to lure the general public to
cause the price or the volume of such securities trading to be inconsistent with the normal market condition and caused damages to other investors. 15/12/2020 The Civil Court delivered the Appeal Court