year 2012 (Form 56-1) to the SEC and the SET within the specified period. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 31/10/2013
SET. This case is in the process of inquiry by the inquiry official. SEC Act S.199 in conjunction with 56(1) Criminal Complaint Filed with an Inquiry Official Dated 21/09/2017
The SEC has reviewed the regulations concerning the SPO shares offering and the mai/SET listing requirements for LiVEx-listed companies to better accommodate small and medium-sized enterprises and
Thailand (SET). The first hearing conducted earlier in the month of June attracted various, useful comments from organizations and stakeholders, which has led to revision to certain provisions in the key
have its shares held by the trust in the amount which enables the trust to pass extraordinary resolutions; 2. where the trust is unable to acquire the shares in the said company in the amount under 1
vehicle segment and commercial vehicle segment by 23.6% and 24.4% yoy respectively. In the equity market, the average daily turnover (SET and mai) for 1Q20 increased by 25.8% from Baht 53,192 million in
passenger vehicle segment and commercial vehicle segment by 7.8% and 15.9% yoy respectively. In the equity market, the average daily turnover (SET and mai) for 1Q20 increased by 25.8% from Baht 53,192 million
Investment advisor เป็นตัวแทนในการช่วยอำนวยความสะดวกให้แก่ผู้ลงทุนในการส่งต่อคำสั่งซื้อขายหลักทรัพย์ (pass on order) ในนามของผู้ลงทุนไปยังบริษัทหลักทรัพย์ที่ผู้ลงทุนมีบัญชีอยู่แล้วเพื่อให้ผู้ลงทุนทำธุรกรรมผ่าน
corruption risk assessment systems and has conducted a qualitative assessment of the CRMS for the year 2023. The assessment results are divided into four levels, i.e., Upgrade, Pass, Good and Excellent.
accordance with the specified qualifications and prohibited characteristics. In addition, the revised rules require directors and managers of securities and derivatives business operators to pass training