year 2012 (Form 56-1) to the SEC and the SET within the specified period. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 31/10/2013

SET. This case is in the process of inquiry by the inquiry official. SEC Act S.199 in conjunction with 56(1) Criminal Complaint Filed with an Inquiry Official Dated 21/09/2017

The SEC has reviewed the regulations concerning the SPO shares offering and the mai/SET listing requirements for LiVEx-listed companies to better accommodate small and medium-sized enterprises and

Thailand (SET). The first hearing conducted earlier in the month of June attracted various, useful comments from organizations and stakeholders, which has led to revision to certain provisions in the key

following cases: (1) the public offering of newly issued bonds denominated in foreign currency shall be in accordance with the criteria set out under Part 2; (2) the private placement of newly issued bonds

retail trust, the requirements prescribed in the Requirements for All Types of Trust set out in Chapter 1 and the Additional Requirements for a Retail Trust set out in Chapter 2; (2) for a major investor

, for further in-depth investigation.  Remark:* SEC News No. 134/2025, headlined: “SEC issues warning about blocking access to Bybit, 1000X, CoinEx, OKX, and XT.COM platforms on 28 June 2025 to protect

inappropriate acts have been committed and consequently subject to correction measures such as SEC order of financial statements rectification, and SEC warning for the shareholders to exercise voting rights. The

investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of

resilience among 186 senior participants. She highlighted common forms of online investment scams and key warning signs to help the public protect themselves from becoming victims, while emphasizing the