committed to the fair balance of developments and innovations on one side and appropriate investor protection on the other. In this regard, the SEC implements the oversight principle of “same activity, same

Audit Oversight Board มาเลเซีย Finance Profession Supervisory Center อินโดนีเซีย Accounting and Corporate Regulatory Authority สิงคโปร์ และ ก.ล.ต. ไทย จะทำการวิเคราะห์เชิงลึกถึงสาเหตุของประเด็นข้อบกพร่อง

 Audit Oversight Board มาเลเซีย Finance Professions Supervisory Center อินโดนีเซีย Accounting and Corporate Regulatory Authority สิงคโปร์ และ ก.ล.ต. ไทย จะทำการวิเคราะห์เชิงลึกถึงสาเหตุของประเด็นข้อบกพร่อง

further ensure that management of investment money would be for the best interest of investors by introducing an oversight mechanism, either for independent body or person, to undertake the supervisory role

กับความร่วมมือด้านบัญชีและการสอบบัญชีผ่านเวที AARG ซึ่งก่อตั้งขึ้นเมื่อปี 2554 โดย ก.ล.ต. ร่วมกับ Malaysia?s Audit Oversight Board (AOB) และ Singapore?s Accounting and Corporate Regulatory Authority

company in the following matters: (1) Risk management oversight system. Policy and practices in managing risk arising from the undertaking of fund management business shall be prescribed in writing and the

in writing with an approval from the board of directors of the company in the following matters: (1) Risk management oversight system. Policy and practices in managing risk arising from the undertaking

with short position) are required to make an initial margin deposit with their futures agent to secure their performance under futures contracts. Since the amount of initial margin is small compared to

baht or 12.6 percent due to an increasing in investment in account receivables both secure and unsecure type of non- performing loan. This was an objective of the business to expand revenues base in

mainly from increasing in cash and cash equivalent, debt acquisition both secure non performing debt and unsecure non performing debt. Liabilities and Shareholder’s Equity The Company’s total liabilities