Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators

Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators

According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval

which are divided into six parts. The summaries of the essence are as follows:          (1)  amends the definition of “Securities” in Section 4 to cover other investment products that have substance like

securities without approval in the category of debenture in violation of Section 33 of the Securities and Exchange Act B.E. 2535 (1992). The SEC has therefore filed separate complaints against the four

considered in contravention of the second paragraph of Section 281/2 in conjunction with Sections 89/7, 307 and 311 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) with Sections 83 and 86 of the

the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the

the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the

the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the

the time of the offense, submitted false evidence and information to the competent official of the SEC. They submitted a false report from the independent financial advisor to deceive the SEC about the