Ms. Arada Lertpinyopap, former executives of United Securities Plc., as well as Mr. Suriya Lapvisuthisin to trade RICH shares in concealment through 15 related persons’ securities trading accounts
Ms. Arada Lertpinyopap, former executives of United Securities Plc., as well as Mr. Somdaj Leeswadtrakul to trade RICH shares in concealment through 15 related persons’ securities trading accounts
. Porntep Thawornwisuthikul, Miss Arada Lertpinyopap, Mr. Naruephol Chatchalermvit and five other persons five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public
person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who who agreed to enter the settlement, to trade shares of Union Petrochemical Public
Exchange Act (No. 4) B.E. 2551 (2008) which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section 34, Section 41
Securities Companies _____________________ By Virtue of Section 106 of the Securities and Exchange Act B.E. 2535 (1992) which contains certain provision relating to restriction of rights and liberties of
prescribed in the Derivatives Act B.E. 2546 (2003) including the Notifications and circular notices issued or laid down the guideline of implementation to such Act. (3) not being under restriction or
restriction or suspension in undertaking derivatives business as a derivatives dealer by the regulator of its home country. Clause 5. The juristic person under Clause 2 that wishes to register as a derivatives
shall not have any restriction to redeem before date of maturity. Clause 8. Derivatives broker shall monitor and supervise to ensure that its personnel perform in accordance with this notification and its